LOLER compliance requirements standards and regulations - Lifting operations audit UK

CPCS Appointed Person A61

Lifting Operations Audit

Independent assessment of your lifting operations, procedures, and compliance. We evaluate how well your organisation manages lifting activities against LOLER, BS 7121, and industry best practice.

Why Audit Your Lifting Operations?

Lifting operations remain one of the highest-risk activities in construction. The consequences of failure are severe - serious injuries, fatalities, significant equipment damage, and prosecution.

Objective Assessment

An external expert view of your lifting arrangements, free from internal assumptions and familiarity blindness.

Gap Identification

Systematic identification of weaknesses in your systems before they result in incidents.

Benchmarking

Comparison against regulatory requirements, industry standards, and best practice.

Improvement Roadmap

Prioritised recommendations for strengthening your lifting operations.

Due Diligence Evidence

Documented evidence of proactive safety management - valuable for client prequalification and any regulatory scrutiny.

What We Assess

Governance & Management

  • Lifting operations policy and procedures
  • Roles and responsibilities
  • Competence arrangements
  • Supervision structures

Lift Planning

  • Lift plan quality and completeness
  • Appointed Person arrangements
  • Plan checking and approval processes
  • Documentation management

Equipment Management

  • Lifting equipment register
  • Thorough examination arrangements
  • Maintenance and inspection regimes
  • Defect reporting and rectification

Lifting Accessories

  • Accessories inventory and control
  • Examination and certification
  • Storage and maintenance
  • Issue and return procedures

Operational Practices

  • Pre-use checks
  • Briefings and communication
  • Slinger/signaller deployment
  • Exclusion zones and barriers

Training & Competence

  • Operator qualifications
  • Appointed Person competence
  • Slinger/signaller certification
  • Ongoing training and development

Audit Types

Desktop Audit

Review of your documented procedures, lift plans, certificates, and records. Identifies gaps in your management system.

Site Audit

Physical inspection of lifting operations, equipment condition, and working practices. Verifies that documented procedures are being followed.

Combined Audit

Both desktop and site elements for comprehensive assessment. Our recommended approach for maximum insight.

The Audit Process

1

Scoping

We discuss your operations and agree the audit scope - sites, equipment, procedures, focus areas.

2

Document Review

We review procedures, sample lift plans, equipment registers, certificates, and training records.

3

Site Inspection

We observe active lifting operations, equipment condition, and working practices.

4

Report

Comprehensive report with executive summary, detailed findings, and prioritised recommendations.

5

Debrief

Discussion of findings and recommendations with your team.

What We Look For

Lift Planning Quality

We assess whether your lift plans:

  • • Address all LOLER requirements
  • • Contain accurate calculations
  • • Include adequate risk assessment
  • • Provide workable method statements

Common findings:

  • • Lift plans not site-specific
  • • Calculations not verified
  • • Inadequate ground bearing assessment

Equipment Management

We verify:

  • • All lifting equipment is registered
  • • Thorough examinations are current
  • • Defects are reported and actioned
  • • Accessories are properly controlled

Common findings:

  • • Equipment used without current examination
  • • Defect reports not actioned
  • • Certificates not available on site

Competence Arrangements

We check:

  • • Operators hold appropriate qualifications
  • • Appointed Persons meet BS 7121 requirements
  • • Slingers/signallers are certified
  • • Training is current and documented

Common findings:

  • • Expired or inappropriate qualifications
  • • No evidence of AP competence
  • • Training records incomplete

Working Practices

We observe:

  • • Pre-lift briefings conducted
  • • Lift plans communicated to lifting team
  • • Exclusion zones established
  • • Supervision adequate

Common findings:

  • • Briefings rushed or skipped
  • • Exclusion zones not maintained
  • • Supervision absent or inadequate

Who Needs a Lifting Operations Audit?

Principal Contractors

Verify that your lifting operations management meets regulatory requirements and client expectations.

Subcontractors

Demonstrate to clients that your lifting arrangements are robust and compliant.

Crane Hire Companies

Assure customers of your operational standards and identify improvement opportunities.

Following Incidents

Understand what went wrong and how to prevent recurrence.

Seeking Accreditation

Evidence robust lifting arrangements for ISO, contractor prequalification, or supply chain membership.

Frequently Asked Questions

How long does an audit take?

It depends on scope. A single site desktop audit might take a day. A comprehensive multi-site audit with site visits could take a week. We'll agree timescales during scoping.

How disruptive is a site audit?

We observe normal operations without interfering. We may ask questions of supervisors and operators, but aim to minimise impact on productivity.

What if you find serious issues?

We'll discuss significant concerns with you immediately rather than waiting for the final report. Safety issues that pose imminent risk should be addressed straight away.

How often should we be audited?

Annual audits are common for organisations with significant lifting operations. More frequent auditing may be appropriate for high-risk projects or following incidents.

Get Started

Contact us to discuss your lifting operations audit requirements.